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Risalat诊断中心 · 免费自我评估

Governance & Audit Assessment

Review accountability, internal control, risk management, internal audit and compliance, area by area, and see where your institution is exposed.

For: Boards, audit committees, senior management, finance and internal audit teams30 questions · 6 areasAbout 10 minutesNo sign-up · answers stay on your device
01如实作答请根据当前的实际运作情况作答，而非手册上的规定。
02实时查看结果得分和风险会随您的作答实时更新。
03查看优先事项了解哪些领域需要首先关注。
04保存与分享打印结果或将其另存为PDF，供团队使用。

跳至我的结果 ↓

01

Governance & Oversight

Is oversight clear, independent and documented?

1.1A board or oversight body provides effective oversight.
1.2Roles of the board and management are clearly separated.
1.3Conflicts of interest are declared and managed.
1.4Key decisions are documented with reasons.
1.5The institution reports transparently to stakeholders.
02

内部控制

Do controls prevent errors, waste and misuse?

2.1A code of conduct sets expected behavior.
2.2Duties are segregated in key processes.
2.3Authorization limits are defined and applied.
2.4Accounts are reconciled regularly.
2.5Assets are recorded, tagged and verified.
03

风险管理

Are risks identified, owned and managed?

3.1A risk management policy is in place.
3.2A risk register is maintained.
3.3Each key risk has an owner and mitigation actions.
3.4Risks are reviewed regularly.
3.5Key risks are reported to the board.
04

Internal Audit

Is internal audit independent and effective?

4.1An internal audit function exists and is independent.
4.2Audit plans are risk-based.
4.3Audits follow recognized standards.
4.4Audit results are reported to an audit committee or board.
4.5Audit recommendations are followed up to completion.
05

Compliance & Integrity

Are laws respected and integrity risks managed?

5.1Compliance with laws and regulations is monitored.
5.2An anti-fraud and anti-corruption policy is in place.
5.3Staff can report concerns through a safe whistleblowing channel.
5.4Allegations are investigated and acted on.
5.5Staff receive ethics and integrity training.
06

Financial Accountability

Is financial reporting timely, accurate and audited?

6.1Financial statements are prepared on time.
6.2External audits result in clean or improving opinions.
6.3External audit findings are resolved promptly.
6.4Budget versus actual is reported to management.
6.5Financial information is published where required.

建议的支持

标记为优先的领域（有两个或以上答案为“完全没有”或“部分做到”）将在下方突出显示。

优先

Governance & Oversight

Corporate and public sector governance.

治理、风险与合规培训项目 →管理与领导力培训项目 →
优先

内部控制

Internal control and financial management.

治理、风险与合规培训项目 →会计与财务培训项目 →
优先

风险管理

Enterprise risk management.

治理、风险与合规培训项目 →
优先

Internal Audit

Internal audit practice and standards.

治理、风险与合规培训项目 →会计与财务培训项目 →
优先

Compliance & Integrity

Compliance, anti-fraud and ethics.

治理、风险与合规培训项目 →
优先

Financial Accountability

Financial reporting and audit readiness.

会计与财务培训项目 →治理、风险与合规培训项目 →

This is a self-assessment based on your own answers, a structured first read, not an audit, evaluation or certification. Your answers are not sent or stored anywhere; they stay in your browser and disappear when you leave the page. For an independent, evidence-based governance and audit review with document review, interviews and a full report, Risalat can carry out a consultant-led review.

需要更深入的独立评估？

Risalat专家可开展由顾问主导的审查，包括文件分析、访谈和完整报告。

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本诊断工具的工作原理

评分：每个答案按所示等级计分；各领域得分为所得分数占最高分的比例，低于阈值的领域将被标记为优先事项。

局限性：答案为自我报告，未经核实。本诊断不能替代MAPS、PEFA、世界银行或其他正式评估方法，也不能替代独立审查。

Need a verified result? Ask for an independent assessment by Risalat: our specialists review your evidence, interview your team and deliver a costed action plan. Scope and price on request.